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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2014-03-04 |
Branch Locations
100 Summit Lake Dr Ste 150, Valhalla, NY 10595 • United States
Hastings Hdsn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Valhalla | NY | 03/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Valhalla | NY | 03/2020 | Present |
Business Ownership; Carlos Hevia, CPA; Owner; Tax Preparation; 12 Marianna Dr., , Hastings on Hudson, NY, 10706; Not Investment-Related; 01/01/1995; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-12 |
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