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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-19 |
| CA | RA | APPROVED | 2017-07-13 |
Branch Locations
462 S Marengo Ave, Pasadena, CA 91101 • United States
Glendora, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pasadena | CA | 03/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Pasadena | CA | 03/2020 | Present |
Business Ownership; JM Frederich Group, Inc.; Co-owner; Manage Ameriprise Business; 462 S Marengo Ave, , Pasadena, CA, 91101; Not Investment-Related; 04/01/2024; 60 hours per month; 60 during trading hours. Outside Employment; JM Frederich Group, Inc.; Registered Team Member-AFA; Manage advisory business; 462 S Marengo Ave, , Pasadena, CA, 91101; Investment-Related; 03/01/2016; 60 hours per month; 60 during trading hours. Other Business Activities; Christopher Consolo; Providing funding to purchase sports jerseys to be sold in a retail environment. Will not be involved in day to day operations, only providing an initial investment to a sole proprietor. Note: John Brian Streit became a client on 4/1/25. He is my wife's stepfather.; 2339 Valcourt Ln, , Glendora, CA, 91741; Not Investment-Related; 07/29/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-28 |
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