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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-09-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor, Inc. | Des Moines | IA | 02/2018 | Present |
| Principal Global Investors | Des Moines | IA | 02/2016 | 02/2018 |
| The Rendezvous Lounge | Adel | IA | 03/2016 | 03/2017 |
| Principal Asset Management | Des Moines | IA | 09/2018 | Present |
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Co-Trustee - Sarah Freilinger Revocable Trust, Des Moines, Iowa. No compensation, 0 hours/week. Effective 08/05/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-05 |
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