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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-16
  • FL RA
    APPROVED
    Since 2024-10-16

Branch Locations

19 Center St, Chatham, NJ 07928 • United States

2385 Nw Executive Center Dr Ste 260 [Satellite], Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 03/2014 09/2020
Santander Securities, Llc Dorchester MA 02/2016 09/2020
Citigroup New York NY 09/2020 03/2024
Ubs Financial Services Boca Raton FL 03/2024 10/2024
Wells Fargo Advisors Financial Network, Llc Boca Raton FL 10/2024 Present
  • 03/2014 → 09/2020
    Santander Bank, Na
    Boston, MA
  • 02/2016 → 09/2020
    Santander Securities, Llc
    Dorchester, MA
  • 09/2020 → 03/2024
    Citigroup
    New York, NY
  • 03/2024 → 10/2024
    Ubs Financial Services
    Boca Raton, FL
  • 10/2024 → Present
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-25
S63 Uniform Securities Agent State Law Examination 2016-07-27
  • S66 Uniform Combined State Law Examination
    2021-06-25
  • S63 Uniform Securities Agent State Law Examination
    2016-07-27

View on SEC IAPD

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