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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-10
CT RA APPROVED 2016-07-01
  • TX RA
    APPROVED
    Since 2018-04-10
  • CT RA
    APPROVED
    Since 2016-07-01

Branch Locations

180 Glastonbury Blvd Ste 100, Glastonbury, CT 06033 • United States

Burlington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc West Hartford CT 02/2016 11/2016
Wells Fargo Clearing Services, Llc West Hartford CT 11/2016 Present
Other Businesses

RENTAL PROPERTY, INV RELATED, FARMINGTON, CT, 100% OWNERSHIP, START 3/1/2017, ZERO HOURS PER MONTH, LANDLORD.; TOWN OF MARLBOROUGH, CT POLICE DEPARMENT, NOT INV RELATED, MARLBOROUGH, CT, PART TIME OFFICER, START DATE 9/11/2018, 32 HRS/MONTH, 0 HRS DURING TRADING. | RIVER VALLEY FLYERS; NOT INV RELATED; WEST HARTFORD, CT; 25% OWNERSHIP; START 04/24/2026; 1 HR PER MONTH; 0 DURING TRADING; AIRCRAFT LEASING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-01
  • S66 Uniform Combined State Law Examination
    2016-07-01
Other Names
  • Christopher Lundberg

View on SEC IAPD

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