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Lawrence Francis Pignataro

Osaic Wealth, Inc.

Depew, NY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

5949 Transit Road Suite #2, Depew, NY 14043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami FL 06/2018 07/2020
Pignataro Financial Group Depew NY 10/2015 Present
Mj Mechanical Tonawanda NY 10/2010 10/2016
Securities America, Inc. Depew NY 07/2020 06/2024
Securities America Advisors Depew NY 07/2020 06/2024
Investacorp Advisory Services Miami FL 06/2018 07/2020
Osaic Wealth, Inc. Depew NY 06/2024 Present
Osaic Wealth, Inc. Depew NY 06/2024 Present
  • 06/2018 → 07/2020
    Investacorp, Inc.
    Miami, FL
  • 10/2015 → Present
    Pignataro Financial Group
    Depew, NY
  • 10/2010 → 10/2016
    Mj Mechanical
    Tonawanda, NY
  • 07/2020 → 06/2024
    Securities America, Inc.
    Depew, NY
  • 07/2020 → 06/2024
    Securities America Advisors
    Depew, NY
  • 06/2018 → 07/2020
    Investacorp Advisory Services
    Miami, FL
  • 06/2024 → Present
    Depew, NY
  • 06/2024 → Present
    Depew, NY
Previous Registrations
  • 2021-07-16 → 2024-06-14
    Securities America Advisors, Inc.
    Depew, NY
Other Businesses

1. DBA - Pignataro Financial Group 2. 5949 TRANSIT ROAD INC POSITION: Owner/Manager NATURE: Owner of mixed use building through S-Corp, it houses our office as well as two residential apartments for rent. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 5949 Transit Road, Depew NY 14043, United States DESCRIPTION: I collect rents, schedule maintenance/repairs, pay bills, etc. 3. PIGNATARO FINANCIAL GROUP POSITION: Manager/Preparer NATURE: Accounting and Tax Preparation. Our staff includes a full-time accountant/book-keeper, two full-time tax preparers including myself, and usually seasonal employees or interns. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 5949 Transit Road, Depew NY 14043, United States DESCRIPTION: My activities involve individual tax preparation/planning as well as managing the office and employees.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-20
S63 Uniform Securities Agent State Law Examination 2018-10-19
  • S65 Uniform Investment Adviser Law Examination
    2021-12-20
  • S63 Uniform Securities Agent State Law Examination
    2018-10-19
Other Names
  • Tlawrence Francis Pignataro

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