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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-26
  • NY RA
    APPROVED
    Since 2022-04-26

Branch Locations

1455 French Road, Depew, NY 14043 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Na Depew NY 04/2017 03/2020
Hsbc Securities ( Usa ) Inc. Depew NY 04/2017 03/2020
Wells Fargo Clearing Services, Llc Buffalo NY 03/2020 07/2020
Wells Fargo Clearing Services Llc Buffalo NY 09/2020 01/2022
Citi Group Getzville NY 07/2020 09/2020
Unemployed Orchard Park NY 01/2017 03/2017
Student Edinboro PA 09/2016 12/2016
Hsbc Securities (Usa) Inc. Depew NY 01/2022 04/2022
Hsbc Bank Usa, N.A. Depew NY 01/2022 04/2022
Key Investment Services Depew NY 04/2022 02/2024
Key Investment Services, Llc Depew NY 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-17
S63 Uniform Securities Agent State Law Examination 2017-12-29
  • S66 Uniform Combined State Law Examination
    2019-05-17
  • S63 Uniform Securities Agent State Law Examination
    2017-12-29
Other Names
  • Austin Reese

View on SEC IAPD

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