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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-12 |
Branch Locations
4954 Transit Rd, Depew, NY 14043 • United States
3145 Niagara Falls Blvd, Amherst, NY 14228 • United States
5075 Broadway, Depew, NY 14043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Buffalo | NY | 01/2013 | 03/2019 |
| Pruco Securities, Llc | Buffalo | NY | 01/2013 | 03/2019 |
| Key Bank | Cheektowaga | NY | 03/2019 | 01/2024 |
| Key Investment Services Llc | Cheektowaga | NY | 05/2019 | 01/2024 |
| J.P. Morgan Securities Llc | Depew | NY | 01/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Depew | NY | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-22 |
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