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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-02
PA RA APPROVED 2025-05-30
NY RA APPROVED 2025-05-29
  • FL RA
    APPROVED
    Since 2025-06-02
  • PA RA
    APPROVED
    Since 2025-05-30
  • NY RA
    APPROVED
    Since 2025-05-29

Branch Locations

1460 South Park Ave Ms: Nyr181, Buffalo, NY 14220 • United States

1251 Union Road Ms: Nyr149, West Seneca, NY 14224 • United States

355 Orchard Park Road Ms: Nyr211, West Seneca, NY 14224 • United States

1893 Elmwood Avenue Ms: Nyr152, Buffalo, NY 14207 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Washington DC 08/2016 04/2019
Hsbc Securities (Usa) Inc. Depew NY 04/2019 05/2025
Citizens Securities, Inc. West Seneca NY 05/2025 Present
Previous Registrations
  • 2023-02-19 → 2025-06-09
    Buffalo, NY
    Bethesda, MD
    Washington, DC
    Buffalo, NY
    Amherst, NY
    Buffalo, NY
    Amherst, NY
    West Seneca, NY
Other Businesses

1. The name of the other business: Gardenville on the Green Homeowners Assoc. Units# 1- 40 2. Whether the business is investment-related : NO 3. The address of the other business: Gardenville on the Green, West Seneca, NY 14224 4. The nature of the other business: Homeowners Association 5. Your position: Board Member 6. Title: Board Member 7. Relationship with the other business: Board Member 8. The start date of your relationship: April 1 2023 9. The approximate number of hours/month you devote to the other business: 2 hours per month 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: Primary duties is to ensure the upkeep of the landscaping, building maintenance and snow removal stays in order. This is just a simple 40 unit townhome community where I live and I am active member in the community to ensure our property stays well maintained. This is done in my personal time after business hours and there is zero investment activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
S63 Uniform Securities Agent State Law Examination 2014-12-11
  • S66 Uniform Combined State Law Examination
    2023-02-17
  • S63 Uniform Securities Agent State Law Examination
    2014-12-11

View on SEC IAPD

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