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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-02 |
| PA | RA | APPROVED | 2025-05-30 |
| NY | RA | APPROVED | 2025-05-29 |
Branch Locations
1460 South Park Ave Ms: Nyr181, Buffalo, NY 14220 • United States
1251 Union Road Ms: Nyr149, West Seneca, NY 14224 • United States
355 Orchard Park Road Ms: Nyr211, West Seneca, NY 14224 • United States
1893 Elmwood Avenue Ms: Nyr152, Buffalo, NY 14207 • United States
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Washington | DC | 08/2016 | 04/2019 |
| Hsbc Securities (Usa) Inc. | Depew | NY | 04/2019 | 05/2025 |
| Citizens Securities, Inc. | West Seneca | NY | 05/2025 | Present |
1. The name of the other business: Gardenville on the Green Homeowners Assoc. Units# 1- 40 2. Whether the business is investment-related : NO 3. The address of the other business: Gardenville on the Green, West Seneca, NY 14224 4. The nature of the other business: Homeowners Association 5. Your position: Board Member 6. Title: Board Member 7. Relationship with the other business: Board Member 8. The start date of your relationship: April 1 2023 9. The approximate number of hours/month you devote to the other business: 2 hours per month 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: Primary duties is to ensure the upkeep of the landscaping, building maintenance and snow removal stays in order. This is just a simple 40 unit townhome community where I live and I am active member in the community to ensure our property stays well maintained. This is done in my personal time after business hours and there is zero investment activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-11 |
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