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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-15 |
| TX | RA | APPROVED | 2025-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University At Buffalo | Buffalo | NY | 09/2015 | 06/2017 |
| Bailey Brothers Inc. | Lockport | NY | 05/2012 | 08/2017 |
| Primerica Inc. | Buffalo | NY | 03/2017 | 06/2017 |
| Unemployed | Grand Island | NY | 08/2017 | 09/2017 |
| Axa Advisors, Llc | New York | NY | 09/2017 | 05/2018 |
| Commonwelath Financial Network | Waltham | MA | 08/2018 | 08/2025 |
| Raymond James Financial Services Advisors, Inc. | Depew | NY | 08/2025 | Present |
| Raymond James Financial Services, Inc. | Depew | NY | 08/2025 | Present |
(1)Name of Business: Address: 4990 Transit Rd, Depew, NY, 14043-4468, United States Activity Type: Tax Preparation Position/Title: Associate/Employee Investment Related: No Start Date: 09/23/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Tax preparer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-16 |
| S66 | Uniform Combined State Law Examination | 2017-11-03 |
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