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Michael Robert Thomas Malaney

Raymond James Financial Services Advisors, Inc

Depew, NY

CRD 6853990

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-15
TX RA APPROVED 2025-08-15
  • NY RA
    APPROVED
    Since 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-15

Branch Locations

4990 Transit Rd, Depew, NY 14043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University At Buffalo Buffalo NY 09/2015 06/2017
Bailey Brothers Inc. Lockport NY 05/2012 08/2017
Primerica Inc. Buffalo NY 03/2017 06/2017
Unemployed Grand Island NY 08/2017 09/2017
Axa Advisors, Llc New York NY 09/2017 05/2018
Commonwelath Financial Network Waltham MA 08/2018 08/2025
Raymond James Financial Services Advisors, Inc. Depew NY 08/2025 Present
Raymond James Financial Services, Inc. Depew NY 08/2025 Present
  • 09/2015 → 06/2017
    University At Buffalo
    Buffalo, NY
  • 05/2012 → 08/2017
    Bailey Brothers Inc.
    Lockport, NY
  • 03/2017 → 06/2017
    Primerica Inc.
    Buffalo, NY
  • 08/2017 → 09/2017
    Unemployed
    Grand Island, NY
  • 09/2017 → 05/2018
    Axa Advisors, Llc
    New York, NY
  • 08/2018 → 08/2025
    Commonwelath Financial Network
    Waltham, MA
  • 08/2025 → Present
    Depew, NY
  • 08/2025 → Present
    Raymond James Financial Services, Inc.
    Depew, NY
Previous Registrations
Other Businesses

(1)Name of Business: Address: 4990 Transit Rd, Depew, NY, 14043-4468, United States Activity Type: Tax Preparation Position/Title: Associate/Employee Investment Related: No Start Date: 09/23/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Tax preparer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-16
S66 Uniform Combined State Law Examination 2017-11-03
  • S65 Uniform Investment Adviser Law Examination
    2021-08-16
  • S66 Uniform Combined State Law Examination
    2017-11-03
Designations
  • Certified Financial Planner
Other Names
  • Michael Malaney
  • Michael Robert Thomas Malaney

View on SEC IAPD

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