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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-15
  • NY RA
    APPROVED
    Since 2025-08-15

Branch Locations

4990 Transit Rd, Depew, NY 14043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Amherst NY 09/2000 02/2017
Commonwealth Financial Network Waltham MA 03/2017 08/2025
Raymond James Financial Services Inc. Depew NY 08/2025 Present
Raymond James Financial Services Advisors, Inc. Depew NY 08/2025 Present
  • 09/2000 → 02/2017
    Lincoln Financial Advisors
    Amherst, NY
  • 03/2017 → 08/2025
    Commonwealth Financial Network
    Waltham, MA
  • 08/2025 → Present
    Raymond James Financial Services Inc.
    Depew, NY
  • 08/2025 → Present
    Depew, NY
Other Businesses

(1)Name of Business: Address: 4990 Transit Rd, Depew, NY, 14043-4468, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/01/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Commissions on LTC policies sold years ago only (appointed with Crump)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-16
  • S63 Uniform Securities Agent State Law Examination
    1997-12-16
Designations

View on SEC IAPD

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