Joseph Louis Fecio

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → 02/2017
  Lincoln Financial Advisors
  Amherst, NY
• 03/2017 → 08/2025
  Commonwealth Financial Network
  Waltham, MA
• 08/2025 → Present
  Raymond James Financial Services Inc.
  Depew, NY
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Depew, NY

Other Businesses

(1)Name of Business: Address: 4990 Transit Rd, Depew, NY, 14043-4468, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/01/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Commissions on LTC policies sold years ago only (appointed with Crump)

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-12-16

Designations

• Certified Financial Planner