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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Amherst | NY | 09/2000 | 02/2017 |
| Commonwealth Financial Network | Waltham | MA | 03/2017 | 08/2025 |
| Raymond James Financial Services Inc. | Depew | NY | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Depew | NY | 08/2025 | Present |
(1)Name of Business: Address: 4990 Transit Rd, Depew, NY, 14043-4468, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/01/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Commissions on LTC policies sold years ago only (appointed with Crump)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-16 |
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