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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-11-14 |
Branch Locations
9300 Shelbyville Road Suite 900, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Louisville | KY | 10/2015 | 11/2024 |
| Prudential Insurance Company Of America | Louisville | KY | 01/2016 | Present |
| Lpl Enterprise, Llc | Louisville | KY | 11/2024 | Present |
1) 10/25/2024 - John Piascik Financial Services, LLC - LLC was/is only for supporting marketing assistant payroll. No marketing or sales are conducted under this name - Business Entity for Tax/Investment Purposes Only - Non Inv Related - At Louisville, KY - Start Date 10/01/2019 - 20hrs/mth - 20hrs/mth During Trading 2) 10/25/2024 - Valhalla Golf Club - Caddy for golfers at Valhalla. Read greens and help with club selection. A looper - Outside/W-2 Employment - Non Inv Related - At Louisville, KY - Start Date 06/06/2017 - 8hrs/mth - 8hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-11 |
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