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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2018-09-13
CT RA APPROVED 2018-02-13
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2018-09-13
  • CT RA
    APPROVED
    Since 2018-02-13

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

194 Wood Ave S, Iselin, NJ 08830 • United States

Eastchester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 05/2005 Present
Other Businesses

For profit or not for profit: Name of outside business organization: Rental PropertyInvestment related: Address of business:Chicago, Illinois 60657Nature of business: ,Position, title, association: , Start date of relationship: 10/23/2014Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*1120274For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Tuckahoe, New York, 10707Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/19/2022Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*1247248For profit or not for profit: Entity For ProfitName of outside business organization: Ravioli LLCInvestment related: NAddress of business: Eastchester, New York, 10709Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 4/7/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: owner, This LLC will have a bank account to receive rent and pay for expenses a for rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-12
  • S66 Uniform Combined State Law Examination
    2018-02-12
Other Names
  • Dolores Noboa
  • Lola Nunez
  • Lola Noboa

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