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Veton Kaba

Edelman Financial Engines

White Plains, NY

Short Hills , NJ

New York , NY

Paramus, NJ

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-05
NJ RA APPROVED 2024-09-13
  • NY RA
    APPROVED
    Since 2026-06-05
  • NJ RA
    APPROVED
    Since 2024-09-13

Branch Locations

10 Bank St Suite 1215, White Plains, NY 10606 • United States

51 John F Kennedy Pkwy Suite 270 , Short Hills , NJ 07078 • United States

340 Madison Ave 22Nd Floor , New York , NY 10173 • United States

650 From Rd Suite 460, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Headquarters Advisory Group, Llc Parsippany NJ 05/2015 09/2019
1St Global Capital Corp. Parsippany NJ 03/2017 09/2019
1St Global Advisors, Inc. Parsippany NJ 03/2017 09/2019
Unemployed Pompton Lakes NJ 09/2019 08/2020
Ubs Financial Services Inc. Weehawken NJ 08/2020 08/2024
Edelman Financial Engines Santa Clara CA 09/2024 Present
  • 05/2015 → 09/2019
    Headquarters Advisory Group, Llc
    Parsippany, NJ
  • 03/2017 → 09/2019
    1St Global Capital Corp.
    Parsippany, NJ
  • 03/2017 → 09/2019
    1St Global Advisors, Inc.
    Parsippany, NJ
  • 09/2019 → 08/2020
    Unemployed
    Pompton Lakes, NJ
  • 08/2020 → 08/2024
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 09/2024 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
  • 2020-08-27 → 2024-09-18
    Ubs Financial Services Inc.
    Weehawken, NJ
    Florham Park, NJ
  • 2018-03-28 → 2019-09-05
    1St Global Advisors Inc
    Parsippany, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-23
  • S66 Uniform Combined State Law Examination
    2018-03-23
Other Names
  • Tony Kaba

View on SEC IAPD

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