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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-09-30 |
Branch Locations
3337 S Airport Rd W Ste 4, Traverse City, MI 49684-7927 • United States
Traverse City, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Suttons Bay | MI | 09/2012 | 05/2021 |
| Fifth Third Securities | Suttons Bay | MI | 12/2012 | 09/2022 |
| Ameriprise Financial Services, Llc | Traverse City | MI | 09/2022 | Present |
Outside Employment; RRL, LLC; Financial Advisor - Associate Financial Advisor to an Ameriprise Financial Franchisee.; ; 3337 S Airport Rd West, Suite 4, , Traverse City, MI, 49684; Investment-Related; 09/30/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-10 |
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