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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-03
  • CA RA
    APPROVED
    Since 2019-10-03

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Encinitas, CA • United States

5973 Avenida Encinas, Suite 202, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Carlsbad CA 03/2016 10/2017
Global Retirement Partners, Llc San Rafael CA 03/2016 11/2016
Foundational Retirement Solutions Llc Carlsbad CA 10/2018 09/2019
Grpaa Carlsbad CA 12/2016 09/2018
Lpl Financial, Llc Encinitas CA 09/2019 Present
Global Retirement Partners, Llc Encinitas CA 10/2019 Present
  • 03/2016 → 10/2017
    Lpl Financial, Llc
    Carlsbad, CA
  • 03/2016 → 11/2016
    San Rafael, CA
  • 10/2018 → 09/2019
    Foundational Retirement Solutions Llc
    Carlsbad, CA
  • 12/2016 → 09/2018
    Grpaa
    Carlsbad, CA
  • 09/2019 → Present
    Lpl Financial, Llc
    Encinitas, CA
  • 10/2019 → Present
    Encinitas, CA
Previous Registrations
  • 2018-10-23 → 2019-09-26
    Foundational Retirement Solutions Llc
    Haines, AK
  • 2016-11-22 → 2017-01-03
    Carlsbad, CA
    San Rafael, CA
Other Businesses

1. 10/20/2019 - GLOBAL RETIREMENT PARTNERS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - LICENSED ADMIN. - Started 10/1/2019 - 80 Hours Per Month/6 Hours During Securities Trading - Time Spent 60% - I provide administrative support to Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/9/2020 - Global Retirement Partners, LLC - DBA: (Hybrid) GRP Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Started 10/01/2020 - 175 Hours Per Month During Securities Trading. 3. 11/2/2020 - Global Retirement Partners - DBA: GRP Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2020 - 175 Hours Per Month During Securities Trading. 4. 12/17/2020 - HUB International - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - AVP, Business Development - Start Date: 10/1/2020 - 175 Hours Per Month/175 Hours During Securities Trading. 5. 4/15/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Start Date: 1/1/2021 - Supports the advisor(s) who will service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-22
S63 Uniform Securities Agent State Law Examination 2015-09-24
  • S65 Uniform Investment Adviser Law Examination
    2016-11-22
  • S63 Uniform Securities Agent State Law Examination
    2015-09-24
Other Names
  • Brooke Austin

View on SEC IAPD

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