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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-03 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
5973 Avenida Encinas, Suite 202, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Carlsbad | CA | 03/2016 | 10/2017 |
| Global Retirement Partners, Llc | San Rafael | CA | 03/2016 | 11/2016 |
| Foundational Retirement Solutions Llc | Carlsbad | CA | 10/2018 | 09/2019 |
| Grpaa | Carlsbad | CA | 12/2016 | 09/2018 |
| Lpl Financial, Llc | Encinitas | CA | 09/2019 | Present |
| Global Retirement Partners, Llc | Encinitas | CA | 10/2019 | Present |
1. 10/20/2019 - GLOBAL RETIREMENT PARTNERS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - LICENSED ADMIN. - Started 10/1/2019 - 80 Hours Per Month/6 Hours During Securities Trading - Time Spent 60% - I provide administrative support to Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/9/2020 - Global Retirement Partners, LLC - DBA: (Hybrid) GRP Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Started 10/01/2020 - 175 Hours Per Month During Securities Trading. 3. 11/2/2020 - Global Retirement Partners - DBA: GRP Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2020 - 175 Hours Per Month During Securities Trading. 4. 12/17/2020 - HUB International - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - AVP, Business Development - Start Date: 10/1/2020 - 175 Hours Per Month/175 Hours During Securities Trading. 5. 4/15/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Start Date: 1/1/2021 - Supports the advisor(s) who will service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-24 |
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