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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-15 |
| CA | RA | APPROVED | 2016-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RLEATED, PASADENA, CA, 50% OWNERSHIP, START: 8/2014, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. BLAIR HIGH SCHOOL; NOT INV. RELATED; PASADENA, CA; VOLLEYBALL COACH; START 8/2022; 40 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES COACHING. RENTAL PROPERTY; INV. RELATED; PASADENA, CA; 50% OWNERSHIP; START DATE 6/24/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-19 |
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