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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-18 |
| WY | RA | APPROVED | 2025-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial Services, Inc. | Laramie | WY | 09/2015 | 09/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 04/2018 |
| Uniwyo Fcu | Laramie | WY | 05/2016 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Casper | WY | 07/2019 | 03/2025 |
| Market Financial | Laramie | WY | 10/2017 | 05/2018 |
| Skeets Parker, Inc. Dba Andrea Senior Insurance | Laramie | WY | 03/2018 | 05/2019 |
| Home Depot Inc | Rockford | IL | 06/2019 | 06/2019 |
| Bank Of America, N.A. | Casper | WY | 09/2023 | 03/2025 |
| Wells Fargo Clearing Services, Llc | Casper | WY | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-05 |
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