Mai Nghiem

Current Employers

Employment History

• 01/2015 → 03/2017
  Phillip Ngo Insurance Agency
  Fountain Valley, CA
• 09/2015 → 03/2017
  State Farm Vp Management Corp.
  Fountain Valley, CA
• 03/2017 → 07/2018
  Raymond James Financial Services, Inc.
  Irvine, CA
• 04/2017 → 07/2018
  Marcum Financial Services
  Irvine, CA
• 07/2018 → 09/2021
  Comerica Securitie, Inc.
  Costa Mesa, CA
• 11/2021 → Present
  Citigroup
  Tustin, CA

Previous Registrations

• 2021-01-29 → 2021-10-29
  Comerica Securities
  Costa Mesa, CA

Other Businesses

The name of the business is In-Home Supportive Services. The business is not investment related. The business address is 1505 E Warner Ave, Santa Ana, CA 92705. The nature of the business is is to provide supportive services to persons who are limited in their ability to care for themselves. The start date of the relationship was 6/1/2021. The approximate number of hours/month devoted to other business is 30, none of which is during securities trading hours./// Inhome Service (IHSS); Not Investment-related; Nature: Inhome services, taking care of mother; Buena Park, California; Started: September 1, 2024; Title: Provider; Duties: Taking care of mother, taking her to doctors' appointments, supermarket shopping, and helping to prepare meals; No time is devoted each month during securities trading hours; 41+ hours are devoted each month outside of securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-08-19
• S63 Uniform Securities Agent State Law Examination
  2016-01-05

Other Names

• Mai Nghiem
• Mai Thanh Thi Nghiem
• Mai Thi Thanh Nghiem
• Mai Thi Thanh Nghiem
• Mai T Nghiem