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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Everett | WA | 07/2015 | 01/2017 |
| Bank Of America, N.A. | Everett | WA | 12/2015 | 01/2017 |
| Kms Financial Services, Inc | Seattle | WA | 01/2017 | 11/2020 |
| Securities America, Inc. | Edmonds | WA | 11/2020 | 04/2021 |
| Securities America Advisors, Inc. | Edmonds | WA | 11/2020 | 04/2021 |
| Arbor Point Advisors | Edmonds | WA | 11/2020 | 04/2021 |
| Harbour Investments, Inc. | Madison | WI | 04/2021 | Present |
| Koenig Financial Group | Edmonds | WA | 06/2018 | Present |
1)Janeway Financial LLC DBA Koenig Financial Group 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-02 |
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