Best Investors
Account
Sign in
Best Investors
Account
Sign in
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-09 |
| SD | RA | APPROVED | 2020-08-06 |
Branch Locations
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
6300 S. Old Village Pl, Suite 100, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Sioux Falls | SD | 07/2015 | 03/2019 |
| Princor Financial Services Corporation | Sioux Falls | SD | 07/2015 | 03/2019 |
| Lpl Financial Llc | Sioux Falls | SD | 03/2019 | 08/2020 |
| Visionpoint Advisory Group, Llc | Sioux Falls | SD | 03/2019 | 08/2020 |
| Ria Advisory Group Llc | Des Moines | IA | 08/2020 | Present |
1. 03/26/2019 - Financial Markets, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life, Disability, fixed annuities, longer term care. 2. 4/29/2020 - Resolve Physician Agency - Investment Related - At Reported Business Location(s) - via phone call - Other-Benefit Education - Started 03/03/2020 - Benefit Analyst - 8 Hours Per Month/6 Hours During Securities Trading - Calls with doctors to help them understand the benefits that their new possible employer is offering.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-08 |
Reach out to this advisor