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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
NV RA APPROVED 2015-10-28
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • NV RA
    APPROVED
    Since 2015-10-28

Branch Locations

4080 Spring Mountain Rd, Las Vegas, NV 89102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 10/2005 Present
Bank Of America, N.A. Las Vegas NV 10/2005 Present
Other Businesses

I*88621FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: KITTY S LAW INVESTMENT RELATED: NADDRESS OF BUSINESS: LAS VEGAS, NEVADA 89113NATURE OF BUSINESS: OTHER, NO BUSINESS HAS BEEN FORMEDPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42333NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL PROPERTY OWN BY MY HUSBAND AND I. CURRENTLY RECEIVING RENTAL INCOME FROM TENTANT.I*418004, FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SKCK INVESTMENT LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:LAS VEGAS, NEVADA 89113NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 6/25/2024NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PROPERTY MANAGEMENT. WE HAVE RENTAL HOMES UNDER THIS BUSINESSI*505562For profit or not for profit: Name of outside business organization: SJ and Kitty LawInvestment related: NAddress of business: RP, RP, RPNature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 4/1/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*505563For profit or not for profit: Name of outside business organization: SJ and Kitty LawInvestment related: NAddress of business: RP, RP, RPNature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 4/15/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*505564For profit or not for profit: Name of outside business organization: SJ and Kitty LawInvestment related: NAddress of business: RP, RP, RPNature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/7/2020Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-15
  • S66 Uniform Combined State Law Examination
    2015-10-15
Other Names
  • Sauting Kitty Law

View on SEC IAPD

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