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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-04
OH RA APPROVED 2017-07-31
  • TX RA
    APPROVED_RES
    Since 2020-06-04
  • OH RA
    APPROVED
    Since 2017-07-31

Branch Locations

7659 King's Pointe Road, Toledo, OH 43617 • United States

Perrysburg, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Toledo OH 05/2016 Present
Mml Investors Services, Llc Toledo OH 07/2016 Present
Wittenberg University Springfield OH 08/2013 Present
  • 05/2016 → Present
    Mass Mutual Life Insurance Company
    Toledo, OH
  • 07/2016 → Present
    Toledo, OH
  • 08/2013 → Present
    Wittenberg University
    Springfield, OH
Other Businesses

(1) Name: MassMutual Inv rel: Y Add: 7150 W. Central Ave Ste 100 Toledo, OH. 43617 Nature: Outside Insurance Position: Sales Start date: 6/20/2016 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe Duties: Life and health insurance sales. (2) Name: Shane Edwards Inv rel: Y Add: At Residential Address Nature: Property will be posted on Airbnb and VRBO for rental purposes Position: Owner Start date: 11/01/2022 No. HR/MO: 15 No. HR/MO during sec trading: 0 Describe duties: this property will be posted on Airbnb and VRBO for rental purposes and income.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-08-14
  • S63 Uniform Securities Agent State Law Examination
    2017-08-14

View on SEC IAPD

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