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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-08
CA RA APPROVED 2023-01-23
  • TX RA
    APPROVED
    Since 2023-03-08
  • CA RA
    APPROVED
    Since 2023-01-23

Branch Locations

21660 Hawthorne Blvd., Torrance, CA 90503 • United States

1600 S. Pacific Coast Hwy, Redondo Beach, CA 90277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Redondo Beach CA 06/2015 Present
Jpmorgan Chase Bank, N.A. Redondo Beach CA 06/2015 Present
  • 06/2015 → Present
    Redondo Beach, CA
  • 06/2015 → Present
    Jpmorgan Chase Bank, N.A.
    Redondo Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-21
S63 Uniform Securities Agent State Law Examination 2015-07-22
  • S66 Uniform Combined State Law Examination
    2023-01-21
  • S63 Uniform Securities Agent State Law Examination
    2015-07-22
Other Names
  • Sadie Bassam

View on SEC IAPD

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