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Erik Gemma

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-06
TX RA APPROVED 2024-08-30
  • NY RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-08-30

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc Greenwich CT 01/2018 07/2023
Merrill Lynch Greenwich CT 03/2017 01/2018
Merrill Lynch Ithaca NY 06/2015 01/2017
Jp Morgan Chase Bank, N.A. Greenwich CT 01/2018 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 06/2024 Present
Suny Cortland Cortland NY 01/2015 12/2016
Bank Of America, N.A. White Plains NY 07/2024 Present
  • 01/2018 → 07/2023
    First Republic Investment Management, Inc
    Greenwich, CT
  • 03/2017 → 01/2018
    Merrill Lynch
    Greenwich, CT
  • 06/2015 → 01/2017
    Merrill Lynch
    Ithaca, NY
  • 01/2018 → 05/2024
    Jp Morgan Chase Bank, N.A.
    Greenwich, CT
  • 06/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    White Plains, NY
  • 01/2015 → 12/2016
    Suny Cortland
    Cortland, NY
  • 07/2024 → Present
    Bank Of America, N.A.
    White Plains, NY
Previous Registrations
  • 2019-12-11 → 2024-06-18
    J.P. Morgan Private Wealth Advisors Llc
    Greenwich, CT
    Greenwich, CT
    Greenwich, CT
    Greenwich, CT
  • 2024-03-08 → 2024-06-15
    J.P. Morgan Securities Llc
    Greenwich, CT
    Greenwich, CT
    San Francisco, CA
    Greenwich, CT
    New York, NY
    Riverside, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-11
  • S66 Uniform Combined State Law Examination
    2019-12-11
Other Names
  • Erik Gemma
  • Erik Christopher Gemma

View on SEC IAPD

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BENJAMIN F. EDWARDS & COMPANY, INC.
FOREPONT CAPITAL LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC
SUMMIT FINANCIAL, LLC
OSAIC WEALTH, INC.

Other Investors

Michael Nelson
Daniel Sirota
Erik Mark Vietz
MARY JANE VOLFSON
Dominick Curra
PATRICK RYAN HENRY
ADAM HANDALY
CHRISTOPHER THOMAS FOSTER

Other Offices

J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

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