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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-05-26 |
Branch Locations
2901 South Bryant Avenue, Edmond, OK 73013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-01-15 |
| TX | RA | APPROVED | 2020-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Forge Financial Services, Llc | Edmond | OK | 06/2015 | Present |
| Lpl Financial, Llc | Edmond | OK | 05/2015 | 04/2017 |
| Forge Financial Services, Llc | Edmond | OK | 12/2019 | Present |
| Lpl Financial, Llc | Edmond | OK | 04/2017 | Present |
| Lpl Financial, Llc | Edmond | OK | 04/2017 | 12/2019 |
| Forge Financial Services, Llc | Edmond | OK | 01/2024 | Present |
1. 1/10/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Started 06/26/2015 - 5 Hours Per Month/1 Hour During Securities Trading. 2. 01/09/2024 - Forge Financial - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/03/2020 - 150 Hours Per Month/ 100 Hours During Trading 3. 01/09/2024 - Forge Financial Services, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/03/2020 - 150 Hours Per Month/ 120 Hours During Trading - I provide investment advisory services through Forge Financial Services, LLC, an independent investment advisor firm. I started this business activity in 2/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/10/2024 - Forge Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month/ 80 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-16 |
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