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Ethan Roderick Cooper

Mission Wealth Management, LP

Santa Barbara, CA

Scottsdale, AZ

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Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-05-24
  • AZ RA
    APPROVED
    Since 2022-05-24

Branch Locations

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

17015 N. Scottsdale Road Suite 100, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthplan Advisors Scottsdale AZ 10/2015 04/2022
Mission Wealth Management Santa Barbara CA 04/2022 Present
  • 10/2015 → 04/2022
    Wealthplan Advisors
    Scottsdale, AZ
  • 04/2022 → Present
    Mission Wealth Management
    Santa Barbara, CA
Previous Registrations
  • 2015-11-27 → 2022-05-02
    Wealthplan Advisors, Llc
    Scottsdale, AZ
  • 2015-08-14 → 2015-10-23
    Edward Jones
    Tempe, AZ
    Phoenix, AZ
    St Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-22
S66 Uniform Combined State Law Examination 2015-08-03
  • S65 Uniform Investment Adviser Law Examination
    2017-12-22
  • S66 Uniform Combined State Law Examination
    2015-08-03
Designations
Other Names
  • Ethan Cooper

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

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