Best Investors Account Sign in

Stephen Tucci

Wells Fargo Clearing Services, LLC

Torrance, CA

El Segundo, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-10
CA RA APPROVED 2022-06-13
  • TX RA
    APPROVED_RES
    Since 2023-05-10
  • CA RA
    APPROVED
    Since 2022-06-13

Branch Locations

4340 Artesia Blvd, Torrance, CA 90504 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Redondo Beach CA 11/2019 06/2022
J.P. Morgan Securities Llc Redondo Beach CA 11/2019 06/2022
Axa Advisors, Llc New York NY 05/2016 09/2019
Axa Advisors Los Angeles CA 05/2016 09/2019
Unemployed Long Beach CA 10/2019 11/2019
Wells Fargo Clearing Services, Llc Torrance CA 06/2022 Present
  • 11/2019 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Redondo Beach, CA
  • 11/2019 → 06/2022
    J.P. Morgan Securities Llc
    Redondo Beach, CA
  • 05/2016 → 09/2019
    Axa Advisors, Llc
    New York, NY
  • 05/2016 → 09/2019
    Axa Advisors
    Los Angeles, CA
  • 10/2019 → 11/2019
    Unemployed
    Long Beach, CA
  • 06/2022 → Present
    Wells Fargo Clearing Services, Llc
    Torrance, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-17
  • S66 Uniform Combined State Law Examination
    2015-10-17
Other Names
  • Stephen Edward Tucci

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
SOUTH BAY FINANCIAL PARTNERS
EP WEALTH ADVISORS
STRATOS WEALTH PARTNERS, LTD
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
SEQUOIA FINANCIAL GROUP, L.L.C.

Other Investors

DAWN KIM
RYAN BOMERSBACK
Jordan Luke Opre
LISA MARIE QUARTARONE
MARTHA P HOLLADAY
Marc E Myers
NICOLE ELIZABETH NOVALES
Gilberto Alvarez

Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

More in Torrance, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor