Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
CA RA APPROVED 2015-10-02
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • CA RA
    APPROVED
    Since 2015-10-02

Branch Locations

9591 Chapman Ave, Garden Grove, CA 92841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden Grove CA 02/2006 Present
Bank Of America, N.A. Garden Grove CA 02/2006 Present
Other Businesses

I*94415 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHINH VUONG INVESTMENT RELATED: N ADDRESS OF BUSINESS: 7772 24ST, WESTMINSTER, CALIFORNIA 92683 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY, MAKING SURE PROPERTY ALWAYS OCCUPIED, COLLECT PAYMENT I*94419 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHINH VUONG INVESTMENT RELATED: N ADDRESS OF BUSINESS: WESTMINSTER, CALIFORNIA 92683 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/1/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY, MAKING SURE PROPERTY ALWAYS OCCUPIED, COLLECT PAYMENT I*94420 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHINH VUONG INVESTMENT RELATED: N ADDRESS OF BUSINESS: WESTMINSTER, CALIFORNIA 92683 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/1/2009 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY, MAKING SURE PROPERTY ALWAYS OCCUPIED, COLLECT PAYMENT I*514109 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: garden grove, California, 92843 Nature of business: Position, title, association: Sole owner, Start date of relationship: 8/1/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-28
  • S66 Uniform Combined State Law Examination
    2015-08-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Garden Grove, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor