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Fred Wu

J.P. Morgan Securities LLC

Great Neck, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-06
NY RA APPROVED 2021-08-04
  • TX RA
    APPROVED_RES
    Since 2023-07-06
  • NY RA
    APPROVED
    Since 2021-08-04

Branch Locations

22 Grace Avenue, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 04/2015 Present
Jp Morgan Securities Llc New York NY 04/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-25
S63 Uniform Securities Agent State Law Examination 2015-06-12
  • S66 Uniform Combined State Law Examination
    2021-06-25
  • S63 Uniform Securities Agent State Law Examination
    2015-06-12
Other Names
  • Jing Hui Wu

View on SEC IAPD

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