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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
115 Glastonbury Blvd Suite 104, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Financial Group | Springfield | MA | 04/2015 | 04/2017 |
| Minnesota Life Insurance Company | St Paul | MN | 04/2015 | 08/2023 |
| Securian Financial Services, Inc | St Paul | MN | 04/2015 | 08/2023 |
| Tpc Riverhighlands Golf Course | Cromwell | CT | 08/2010 | 12/2016 |
| Pioneer Financial Group | Avon | CT | 04/2017 | 09/2020 |
| Pioneer Financial Group | Windsor | CT | 10/2020 | Present |
| Cetera Wealth Services, Llc | Windsor | CT | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
PIONEER FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2016 ADDRESS:SAME AS REGISTERED LOCATION, DESCRIPTION: Agent/Broker TYLER JAMES CORPORATION POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/21/2020 ADDRESS: 360 Bloomfield Avenue, Windsor CT 06095, United States DESCRIPTION: I created an S - Corporation for my Financial Planning Business for a multitude of reasons, Including tax reasonings and employee payments. This OBA will not be marketed to anyone in any form
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-11 |
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