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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-28 |
| CT | RA | APPROVED | 2022-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 04/2015 | 09/2019 |
| Rbc Capital Markets, Llc. | Hartford | CT | 09/2019 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 01/2022 | Present |
| Bank Of America, N.A. | Hartford | CT | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-24 |
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