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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • OK RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

2232 Nw 164Th St, Edmond, OK 73013 • United States

717 Wall Street, Norman, OK 73069 • United States

2360 Nowata Place Suite A, Bartlesville, OK 74006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wall St Brokerage Norman OK 03/2015 06/2026
Voya Financial Advisors, Inc. Norman OK 03/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Jones Financial Partners - Referral Fee Norman OK 05/2025 Present
  • 03/2015 → 06/2026
    Wall St Brokerage
    Norman, OK
  • 03/2015 → 06/2021
    Norman, OK
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 05/2025 → Present
    Jones Financial Partners - Referral Fee
    Norman, OK
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Taylor| Basden & Associates; Yes; 717 Wall Street; Norman; OK; 73069; FINANCIAL SERVICES/DBA; Associate; 2/10/2019; 100; 40; Meeting with school administration, participants and their spouses. Enrollment of employees in employer plans.| (2) NAME OF ENTITY: Clarke Financial LLC; No; 717 Wall St.; Norman; OK; 73069; Establishing an LLC for payroll.; Owner; 9/1/2020; 8; 8; Payroll bank account to pay NRAP.| (3) NAME OF ENTITY: Jones Financial Partners; Yes; 717 Wall St.; Norman; OK; 73069; Financial Services/dba; President; 4/1/2021; 240; 160; Sale and Service Insurance, Securities and Investment Products.| (4) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; (5) NAME OF OTHER BUSINESS: JONES FINANCIAL PARTNERS - REFERRAL FEE INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ESTATE PLANNING START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: OWNER , APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: RECEIVE REFERRAL FEES FROM ESTATE PLANNERS I REFER SERVICES FOR TRUSTS, WILLS, POA, AND HEALTH DIRECTIVES.;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-20
S63 Uniform Securities Agent State Law Examination 2015-11-10
  • S65 Uniform Investment Adviser Law Examination
    2015-12-20
  • S63 Uniform Securities Agent State Law Examination
    2015-11-10
Designations

View on SEC IAPD

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