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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
2232 Nw 164Th St, Edmond, OK 73013 • United States
717 Wall Street, Norman, OK 73069 • United States
2360 Nowata Place Suite A, Bartlesville, OK 74006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wall St Brokerage | Norman | OK | 03/2015 | 06/2026 |
| Voya Financial Advisors, Inc. | Norman | OK | 03/2015 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Jones Financial Partners - Referral Fee | Norman | OK | 05/2025 | Present |
(1) NAME OF ENTITY: Taylor| Basden & Associates; Yes; 717 Wall Street; Norman; OK; 73069; FINANCIAL SERVICES/DBA; Associate; 2/10/2019; 100; 40; Meeting with school administration, participants and their spouses. Enrollment of employees in employer plans.| (2) NAME OF ENTITY: Clarke Financial LLC; No; 717 Wall St.; Norman; OK; 73069; Establishing an LLC for payroll.; Owner; 9/1/2020; 8; 8; Payroll bank account to pay NRAP.| (3) NAME OF ENTITY: Jones Financial Partners; Yes; 717 Wall St.; Norman; OK; 73069; Financial Services/dba; President; 4/1/2021; 240; 160; Sale and Service Insurance, Securities and Investment Products.| (4) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; (5) NAME OF OTHER BUSINESS: JONES FINANCIAL PARTNERS - REFERRAL FEE INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ESTATE PLANNING START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: OWNER , APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: RECEIVE REFERRAL FEES FROM ESTATE PLANNERS I REFER SERVICES FOR TRUSTS, WILLS, POA, AND HEALTH DIRECTIVES.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-10 |
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