Nadia Baig

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fullerton	CA	02/2015	01/2017
Bank Of America, N.A.	Fullerton	CA	04/2008	01/2017
Tiaa	Newport Beach	CA	01/2017	11/2020
Tiaa-Cref Individual & Institutional Services, Llc	Newport Beach	CA	01/2017	11/2020
E*Trade Securities Llc	Rolling Hills	CA	11/2020	10/2021
E*Trade Capital Management Llc	Rolling Hills	CA	11/2020	10/2021
Fidelity Investments	Torrance	TX	10/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

02/2015 → 01/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fullerton, CA
04/2008 → 01/2017

Bank Of America, N.A.

Fullerton, CA
01/2017 → 11/2020

Tiaa

Newport Beach, CA
01/2017 → 11/2020

Tiaa-Cref Individual & Institutional Services, Llc

Newport Beach, CA
11/2020 → 10/2021

E*Trade Securities Llc

Rolling Hills, CA
11/2020 → 10/2021

E*Trade Capital Management Llc

Rolling Hills, CA
10/2021 → Present

Fidelity Investments

Torrance, TX
03/2025 → Present

Fidelity Investments

Boston, MA

2021-11-03 → 2025-03-31

Fidelity Personal And Workplace Advisors

Torrance, CA
2020-11-12 → 2021-10-27

Harrisdirect Llc

Rolling Hills, CA

Arlington, VA

Los Angeles, CA
2017-02-03 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Newport Beach, CA
2015-05-15 → 2017-01-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Clarita, CA

Torrance, CA

Torrance, CA

Torrance, CA

Torrance, CA

Torrance, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-14

Other Firms