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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| MN | RA | APPROVED | 2019-09-18 |
Branch Locations
400 1St Street S Ste 300, St Cloud, MN 56301 • United States
Saint Cloud, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2015 | 05/2017 |
| Cetera Advisors Llc | Denver | CO | 10/2015 | 05/2017 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2015 | 05/2017 |
| Cetera Investment Services Llc | Saint Cloud | MN | 10/2015 | 05/2017 |
| Girard Securities, Inc. | San Diego | CA | 10/2015 | 05/2017 |
| First Allied Securities, Inc. | San Diego | CA | 10/2015 | 05/2017 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 10/2015 | 05/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2017 | 09/2019 |
| Cetera Advisors Llc | Denver | CO | 05/2017 | 09/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2017 | Present |
| Cetera Investment Advisors Llc | Saint Cloud | MN | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-13 |
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