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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | White Plains | NY | 12/2014 | 11/2024 |
| Prudential Insurance Company Of America | White Plains | NY | 12/2014 | Present |
| Lpl Enterprise, Llc | White Plains | NY | 11/2024 | Present |
1) 08/26/2024- IGINIO MARACICH- Act in a Fiduciary Capacity- INV Related- At White Plains, NY- Start date 11/14/2023- 0 HRS MTH- 0 HRS During Trading 2) 08/26/2024-SWAN LAKE TRUST- Act in a Fiduciary Capacity- Not INV Related- At White Plains, NY- Start date 11/28/2018- 0 HRS MTH- 0 HRS During Trading 3) 08/16/2024- Pesce Financial-DBA for LPL Business (entity for LPL business)-Sales and service of insurance and investment products- INV Related- Start date 07/23/2020- 80 HRS MTH- 80 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-04-09 |
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