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21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-11 |
| WA | RA | APPROVED | 2024-12-10 |
Branch Locations
4030 Lake Washington Blvd Ne Suite 305, Kirkland, WA 98033 • United States
21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westlake Dance Center | Shoreline | WA | 01/2016 | 12/2017 |
| Best Wealth Strategies | Kirkland | WA | 05/2016 | 12/2017 |
| The Studios | Seattle | WA | 06/2016 | 11/2016 |
| Lpl Financial, Llc | Kirkland | WA | 05/2016 | 12/2017 |
| Gotta Dance Center | Redmond | WA | 09/2016 | 02/2017 |
| Financial Advocates Investment Management | Kirkland | WA | 01/2017 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 12/2017 | 05/2019 |
| Pruco Securities Llc | Bothell | WA | 05/2019 | 06/2019 |
| Coldstream Wealth Management | Bellevue | WA | 12/2019 | 10/2021 |
| Not Employed | Seattle | WA | 07/2019 | 11/2019 |
| Empirical Wealth Management | Seattle | WA | 11/2021 | 11/2024 |
| Ep Wealth Advisors, Llc | Kirkland | WA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-02 |
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