Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-16 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | San Diego | CA | 05/2015 | 11/2024 |
| Prudential Insurance Company Of America | San Diego | CA | 05/2015 | Present |
| California Health Benefit Exchange | San Diego | CA | 04/2017 | Present |
| Lpl Enterprise, Llc | La Jolla | CA | 11/2024 | Present |
1) 10/01/2024- La Jolla Integrated Financial Solutions & Insurance Services- DBA for LPL Business (entity for LPL business)- Partner in a DBA offering life insurance and investment solutions- INV Related- At La Jolla, CA- Start date 02/01/2022- 160 HRS MTH- 160 HRS During Trading 2) 10/01/2024- Covered Ca- Non-Variable Insurance Commission Trails- Receiving trails for health insurance-INV Related- At La Jolla, CA- Start date 06/05/2018- 0 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-02 |
Reach out to this advisor