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Jon-Erik Ian Garrido

October Wealth Advisors, Inc

Fort Smith, AR

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Current Employers
October Wealth Advisors, Inc

322 North 8Th Street, Fort Smith, AR 72901 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2015-04-28
  • AR RA
    APPROVED
    Since 2015-04-28

Branch Locations

322 North 8Th Street, Fort Smith, AR 72901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
October Wealth Advisors, Inc. Fort Smith AR 05/2013 Present
Lawn & Landscaping Van Buren AR 03/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-28
  • S65 Uniform Investment Adviser Law Examination
    2015-04-28

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ARVEST WEALTH MANAGEMENT
RAYMOND JAMES & ASSOCIATES, INC.
EAGLE STRATEGIES LLC
LPL FINANCIAL LLC

Other Investors

LAURA DENISE CHAMBERS
ADAM B PLATTNER
MICHAEL TRAVIS NEER
Ross Benham Plattner
Evelyn Kerry Franklin
Dawsyn W Smith
DON RAY MCDONALD
Richard E Dudley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT SMITH, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · FORT SMITH, AR
AMERIPRISE FINANCIAL SERVICES, LLC · FORT SMITH, AR
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT SMITH, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Smith, AR
ARVEST WEALTH MANAGEMENT · FT SMITH, AR
RAYMOND JAMES & ASSOCIATES, INC. · FORT SMITH, AR
EAGLE STRATEGIES LLC · FT. SMITH, AR

More in Fort Smith, AR

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