Best Investors Account Sign in

Alejandro Jimenez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

Los Angeles, CA

Stevenson Ranch, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-18
CA RA APPROVED 2020-04-24
  • TX RA
    APPROVED
    Since 2020-05-18
  • CA RA
    APPROVED
    Since 2020-04-24

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

333 S Hope St, Los Angeles, CA 90071 • United States

Stevenson Ranch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Saugus CA 12/2014 01/2020
Jp Morgan Chase Bank Saugus CA 12/2014 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Granada Hills CA 01/2020 Present
Bank Of America, N.A. Granada Hills CA 01/2020 Present
  • 12/2014 → 01/2020
    Jp Morgan Securities Llc
    Saugus, CA
  • 12/2014 → 01/2020
    Jp Morgan Chase Bank
    Saugus, CA
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Granada Hills, CA
  • 01/2020 → Present
    Bank Of America, N.A.
    Granada Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-05
S63 Uniform Securities Agent State Law Examination 2015-02-13
  • S66 Uniform Combined State Law Examination
    2020-03-05
  • S63 Uniform Securities Agent State Law Examination
    2015-02-13
Other Names
  • Alex Jimenez

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
J.P. MORGAN SECURITIES LLC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor