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Katherine Ann Creed

Edelman Financial Engines

San Rafael, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-01
TX RA APPROVED_RES 2022-01-04
  • CA RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED_RES
    Since 2022-01-04

Branch Locations

3950 Civic Center Dr Suite 315, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Investors Corporation Phoenix AZ 08/2015 05/2017
Foresters Financial Services Phoenix AZ 05/2017 06/2019
Cetera Investment Services Llc Saint Cloud MN 06/2019 11/2021
Cetera Investment Advisers Llc Phoenix AZ 06/2019 11/2021
Financial Engines Advisors L.L.C. Santa Clara CA 12/2021 07/2024
Edelman Financial Engines Santa Clara CA 07/2024 Present
  • 08/2015 → 05/2017
    First Investors Corporation
    Phoenix, AZ
  • 05/2017 → 06/2019
    Foresters Financial Services
    Phoenix, AZ
  • 06/2019 → 11/2021
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2019 → 11/2021
    Cetera Investment Advisers Llc
    Phoenix, AZ
  • 12/2021 → 07/2024
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 07/2024 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-22
S63 Uniform Securities Agent State Law Examination 2015-02-20
  • S65 Uniform Investment Adviser Law Examination
    2018-01-22
  • S63 Uniform Securities Agent State Law Examination
    2015-02-20

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
HCM WEALTH
O'DONNELL FINANCIAL SERVICES, LLC
MADRONE INVESTMENT ADVISORY, LLC
FIDUCIARY FINANCIAL GROUP, LLC
MORGAN STANLEY
INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES

Other Investors

MATTHEW AARON HODUS
KENNETH LAURANZANO
Michael J Heckmann
Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
COLIN Edward Austin WELLS
JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

More in San Rafael, CA

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