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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-28 |
| CA | RA | APPROVED | 2026-06-22 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Diego | CA | 12/2014 | 11/2016 |
| Wells Fargo Bank, Na | San Diego | CA | 10/2012 | Present |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 05/2022 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 03/2025 | Present |
HOP SKIPP; NOT INV RELATED; LOS ANGELES. CA; DRIVER; 04/2025; 16 HOURS PER MONTH; 0 DURING TRADING; DRIVER FOR SUPPLEMENTAL SCHOOL TRANSPORTATION | NORDSTROM RACK, INC; NOT INV RELATED; SAN MARCOS, CA; CUSTOMER SERVICE AND SALES REPRESENTATIVE; 05/2025; 45 HOURS PER MONTH; 0 DURING TRADING; SELLING CLOTHES, SHOES, ACCESSORIES, AND HOME DECOR IN HOME SUPPORTIVE SERVICES ; NOT INV RELATED;NATIONAL CITY ,CA; NON-MEDICAL SUPPORTIVE; SENIOR CLIENT ASSOCIATE ; START DATE: 07/14/2025; 31 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-05 |
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