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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2017-11-07
TX RA APPROVED 2016-05-18
WA RA APPROVED 2015-06-22
  • VI RA
    APPROVED
    Since 2017-11-07
  • TX RA
    APPROVED
    Since 2016-05-18
  • WA RA
    APPROVED
    Since 2015-06-22

Branch Locations

303 5Th Avenue South Suite 100, Edmonds, WA 98020-3626 • United States

Woodway, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Bellingham WA 09/2014 Present
Other Businesses

(1) THE PURSUIT NW; ADDRESS: 126 CEDAR AVE, SNOHOMISH, WA 98290; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 03/01/18; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE. (2) WASHINGTON POLICY CENTER; ADDRESS: 3404 4TH AVENUE SOUTH, SEATTLE, WASHINGTON 98134; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: TO EDUCATE AND ENGAGE OUR STATEWIDE NETWORK OF YOUNG PROFESSIONALS THROUGH EVENTS, DIGITAL OUTREACH; CAPACITY: BOARD OF DIRECTORS; START DATE: 12/13/2018; DUTIES: CONTRIBUTE, ACTIVELY ATTEND AND PARTICIPATE IN YP ADVISORY BOARD QUARTERLY MEETINGS, ATTEND EVENTS: HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) NAME OF ENTITY: Russell Johnson Ministries ADDRESS: The Pursuit NW 265 Pine Ave Snohomish, WA 98290 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Board of Directors (not paid) CAPACITY: Board of Directors START DATE: 06/01/2023 DUTIES: A supporting role to the not for profit and help further the mission. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-22
  • S66 Uniform Combined State Law Examination
    2015-06-22

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