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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 07/2022 | 08/2024 |
| Jp Morgan Chase | Northridge | CA | 01/2016 | 06/2022 |
| Plocher Insurance Agency Incorporated | Los Angeles | CA | 07/2022 | 01/2023 |
| Tamar Securities, Llc | Woodland Hills | CA | 08/2024 | 03/2026 |
| Verzino Insurance Services, Inc. | Los Angeles | CA | 02/2023 | 08/2024 |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2024 | 03/2026 |
| East West Bank | Pasadena | CA | 03/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 03/2026 | Present |
| Cetera Investment Advisers Llc | Pasadena | CA | 03/2026 | Present |
OWNER OF RENTAL PROPERTY; NON-PUBLIC FINRA ARBITRATOR; SOUND AND LIGHT ENGINEER AT CHURCH;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
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