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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-01-02
  • IL RA
    APPROVED
    Since 2018-01-02

Branch Locations

570 Lake Cook Rd., Suite 128, Deerfield, IL 60015 • United States

570 Lake Cook Road Suite 128, Deerfield, IL 60015 • United States

Deerfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Pinnacle Financial Group Deerfield IL 11/2014 09/2025
Commonwealth Financial Network Waltham MA 11/2014 09/2025
Commonwealth Financial Network Waltham MA 09/2025 Present
The Pinnacle Financial Group Deerfield IL 09/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-02
  • S66 Uniform Combined State Law Examination
    2017-10-02

View on SEC IAPD

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