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Keith Newman

Stifel, Nicolaus & Company, Incorporated

Ft. Pierce, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-01
  • FL RA
    APPROVED
    Since 2022-07-01

Branch Locations

603 N. Indian River Drive, Ft. Pierce, FL 34950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Jupiter FL 01/2016 11/2016
Wells Fargo Bank Na Jupiter FL 11/2015 06/2022
Wells Fargo Clearing Services, Llc Jupiter FL 11/2016 06/2022
Stifel, Nicolaus & Company, Incorporated Fort Pierce FL 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-25
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S66 Uniform Combined State Law Examination
    2021-01-25
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FORT PIERCE, FL
CETERA INVESTMENT ADVISERS LLC · Ft. Pierce, FL
EQUITABLE ADVISORS, LLC · FORT PIERCE, FL
LPL ENTERPRISE, LLC · FORT PIERCE, FL
LPL ENTERPRISE, LLC · FORT PIERCE, FL
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