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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-18 |
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
800 Virginia Avenue Suite 37A, Fort Pierce, FL 34982 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | West Palm Beach | FL | 10/2014 | Present |
| Pruco Securities, Llc. | West Palm Beach | FL | 10/2014 | 11/2024 |
| Lpl Enterprise, Llc | Fort Pierce | FL | 11/2024 | Present |
1) 05/02/2025- Greater Mount Pleasent Primitive Baptist Church- Non-Profit Board Member- Assist Pastor with Administration duties of the Church.- not inv. related- at Fort Pierce, FL- start date 06/18/2004- 12hrs/mnth-0hrs during trading 2) 04/29/2025- Siplin Investments & Insurance Services, LLC- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)-start date 11/15/2024- 240hrs/mnth-130hrs during trading 3) 08/03/2026-Siplin Ventures, LLC-Member-Business Entity For Tax/Investment Purposes Only-Not inv related-At Fort Pierce, FL-Start date 08/03/2026-6hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 2016-01-20 |
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