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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-18 |
| FL | RA | APPROVED | 1993-09-14 |
Branch Locations
1003 Tennessee Avenue, Fort Pierce, FL 34950 • United States
10815 Sw Tradition Square, Port St Lucie, FL 34987 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
RENTAL PROPERTY, OWNER/LANDLORD SINCE 07/2017, 10470 SW WATERWAY LANE, PT. ST. LUCIE, FL. 34987 APROX 3 HR. MO. DBA-PRIVATE CLIENT GROUP. -OUTSIDE INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-24 |
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