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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-24 |
| FL | RA | APPROVED | 2019-06-10 |
Branch Locations
603 N. Indian River Drive, Ft. Pierce, FL 34950 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Ft. Pierce | FL | 10/2007 | 05/2019 |
| Arnold Palmer Medical Center Foundation | Orlando | FL | 05/2018 | Present |
| Stifel Nicolaus | Ft. Pierce | FL | 05/2019 | Present |
1. Arnold Palmer Medical Center Foundation;92 West Miller St Orlando FL 32806;supporting the Arnold Palmer Medical Center & Winnie Palmer Hospital for Women & Babies;board of directors; advocating for the hospitals & foundation; 6/1/18; 5 hr/mo; during securities trading hours;not investment related. 2. JEM Holding LLC;5304 Stately Oaks St Fort Pierce FL 34981;wealth holding vehicle for Erik and Julia Melville - wholly owned by us;Manager of LLC;investing funds for family;7/1/19;5 hr/mo;during securities trading hours;investment related. 3. St. Lucie County Sheriff's Foundation, Inc.; 514 Colorado Avenue Stuart, FL 34994; support law enforcement community on treasure coast; board member; provide strategic input and community awareness; 10/01/2025; 2hrs/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-14 |
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