David Arthur Hicks

Current Employers

Employment History

• 07/2016 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → 05/2025
  Osaic Wealth, Inc.
  Baltimore, MD
• 05/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2025 → Present
  Cetera Advisors Llc
  St Cloud, MN

Previous Registrations

• 2024-08-23 → 2025-06-01
  Osaic Wealth, Inc.
  Baltimore, MD
  Fort Pierce, FL
• 2016-07-19 → 2024-08-23
  Triad Advisors Llc
  Baltimore, MD
  Ft. Pierce, FL
  Atlanta, GA
  Baltimore, MD
  Fort Pierce, FL
• 2015-02-03 → 2016-08-18
  Grove Point Investments, Llc
  Baltimore, MD
  Ft. Pierce, FL
  Baltimore, MD

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/1981; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CSH JOINT VENTURE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: 11 E. POULTNEY ST. BALTIMORE, MD 21230; START DATE: 01/1981; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWN, AND RENT 3 APARTMENTS; 3. NAME OF OTHER BUSINESS: DAVID A. HICKS, LTD.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS EXPENSES ARE PARTLY PAID FROM IT; START DATE: 07/1985; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: WRITE CHECKS, FILE TAX RETURN; 4. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 37.5; BRIEF DESCRIPTION OF DUTIES: RETIREMENT PLANNING AND IMPLEMENTATION, SECURITIES & INSURANCE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-13
• S63 Uniform Securities Agent State Law Examination
  1987-02-17